Recent client, industry and company news and events
Why Strategic Engagement Matters Beyond Traditional Proxy Contests While traditional proxy contests for corporate control have appeared relatively subdued during the 2026 proxy season, proxy solicitation activity remains active across mergers, special meetings, recapitalizations, reverse splits, governance proposals, and other strategic corporate actions. The activity highlights an important shift in the proxy landscape: solicitation is …
How Activists Are Moving From Discount Arbitrage to Control-Focused Campaigns Closed-end funds are no longer simply passive investment vehicles. Increasingly, they have become active arenas for closed-end fund activism, with investors pursuing strategies that extend well beyond traditional discount-driven opportunities. What began primarily as an effort to capture discounts to net asset value has evolved …
Why an Activist Settlement May Be The Beginning, Not The End Is a settlement a finish line, or just a starting block? As the 2026 proxy season continues, a potentially dangerous misconception is taking hold in boardrooms: that a settlement, successful vote, or resolved activist campaign automatically puts the matter to rest. In reality, the …
Why Knowing Who Owns Your Stock Is Only the Beginning If you only know who is trading your stock, you’re only getting half the story. Most investor relations teams and boards are accustomed to reviewing lists of institutional holders. But in a volatile market, names on a spreadsheet don’t necessarily explain what is driving those …
InvestorCom Recognized for Excellence in Activist Representation and Proxy Strategy InvestorCom is proud to be recognized once again in the 2025 Diligent Advisor Awards, earning distinction for excellence in proxy solicitation award rankings and U.S. activist representation. Recognition in the 2025 Diligent Advisor Awards For 2025, InvestorCom tied for 2nd Place in U.S. Activist Representation …
What the Jack in the Box Contest Reveals About Activism, Surveillance, and Board Leadership The recent conclusion of the Jack in the Box (NASDAQ: JACK) contest demonstrates how shareholder activism can influence corporate leadership even when an activist does not secure a board seat. Despite an ISS “For” recommendation and a technical re-election, the campaign …
How AI, SEC Rule Changes, and Activist Strategies Are Reshaping Corporate Governance: The 2026 proxy season is underway, and the traditional rules of shareholder engagement are evolving rapidly. Artificial intelligence, regulatory developments, changing proxy advisory practices, and increasingly sophisticated activist campaigns are reshaping how issuers prepare for annual meetings. Boards that understand these trends early …
Key Trends and Strategies Shaping Small Cap Activism in 2026 InvestorCom President & CEO John Glenn Grau will take the stage at Skytop Media Group’s Shareholder Activism Summit 2026 in New York City on January 29, contributing to the ongoing dialogue around small cap activism and its growing impact on the proxy landscape. Small Cap …
What a Rare Deadlock Reveals About the Future of Proxy Strategy How does a board election end in a tie? In today’s evolving governance environment, even a contested board election can produce unexpected outcomes. InvestorCom witnessed this firsthand while representing Riverstyx Capital in a contested election at Charles & Colvard, which resulted in a rare …
How Washington and SEC Policy Signals Are Shaping the 2026 Proxy Season Policy signals out of Washington and the SEC are beginning to shape the proxy landscape 2026, with potential regulatory shifts that could significantly impact both issuers and activists. Evolving Policy Signals from Washington and the SEC Recent discussions point to possible changes in …